Fiduciary

a fiduciary is a person or organization that owes to another the duties of good faith and trust. The highest legal duty of one party to another, it also involves being bound ethically to act in the other’s best interests.

It’s time to make a choice. Plan for your future.

It’s as simple as making a phone call, and sitting down with a Registered Investment Advisor.

I offer a plethora of financial services – including hedge funds, mutual funds, estate planning, and insurance advice.

Why Should I Trust RIA?

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Registered Investment Advisors are not here to sell, but to guide.

 
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Registered Investment Advisors are not tied to any specific family of funds or investment products.

 
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Registered Investment Advisors are here to serve your interests – no one else’s.

 

We Will…

Identify your needs.

 

Get detailed information about you, in order to better offer you advice.

Determine what your objectives are.

Evaluate your current financial state.

  • Assets versus Liabilities.
  • Cash inflow versus Outflows.
  • Your Needs versus Your Wants.

Determine a financial plan that is tailored to you.

Recommendations to you, the client.

An ongoing review of performance.

We will check in with you regularly, as well as whenever you want to check in on your financial plans.

Implement a financial plan.

 

Wealth Management

We believe our clients want protection of their principal!

Tax Advisors

We will evaluate your needs and offer you potential solutions!

Insurance Services

Your financial future doesn’t have to be complicated!

Weekly Market Commentary

Weekly Market Commentary

September 14th, 2020 Chadd Mason, CEO The Cabana Group Volatile Markets and Wildfires Continue, But Not All News is Bad Markets continue to be volatile this week as investors try to determine whether we have come too far too fast off the March lows. The good news is...

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Weekly Market Commentary

September 8th, 2020 Chadd Mason, CEO The Cabana Group Stocks Enter Uncharted Waters During Most Volatile Time of the Year Equity markets hit a wall on Thursday and selling began in earnest for the first time since March. In my opinion, the straight up move in equity...

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Weekly Market Commentary

August 31st, 2020 Chadd Mason, CEO The Cabana Group Is the S&P 500 a True Reflection of the U.S. Economy? The S&P 500 has officially closed out weekly trading at new all-time highs. It is now up nearly 8% for the year. We have watched this “broad” index battle...

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IRA Blog

IRS ISSUES GUIDANCE ON CERTAIN SECURE ACT CHANGES

By Ian Berger, JD IRA Analyst In Notice 2020-68, issued September 2, 2020, the IRS gave limited guidance on certain retirement provisions of the Setting Every Community Up for Retirement Enhancement Act (the “SECURE Act”). The SECURE Act was signed into law on...

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Market Review and Outlook

August 2020 Market Review and Outlook

-Darren Leavitt, CFA Global equity markets continued their ascent in August.  Developed international markets increased by 4.72%, while emerging markets increased by 2.89%.  The S&P rose 7.01%, the Dow gained 7.57%, the tech-heavy NASDAQ led gains with a 9.59%...

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July 2020 Market Review and Outlook

-Darren Leavitt, CFA Covid-19 infections continued to hobble the reopening of specific geographies around the world, while efforts to produce a vaccine continued to show positive progress.  Central banks were reasonably quiet during the month, keeping policy rates low...

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June 2020 Market Review and Outlook

-Darren Leavitt, CFA The financial markets continued to be volatile throughout June but were ultimately able to build upon May’s gains.  Optimism surrounding the reopening of the global economy fueled investor’s risk appetite for cyclical issues such as financials and...

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A Legal Fiduciary Responsibility

As a Registered Investment Advisor, I have a legal, fiduciary responsibility to always work in your (my client’s) best interest. I offer a complete range of investment services, from managing money in the market to safe money products. What every client needs is different, and I’m here to help you plan for your future and your children’s future. I act in your best interest every time, all of the time.

Alan Mott is a fiduciary financial advisor. A fiduciary financial advisor is held to the highest legal and ethical duty to represent his clients’ best interests regarding their total asset portfolio management.  As a result of this licensing, we are happy to announce that we now offer our clients Assets Under Management opportunities through our partnership with Advisory services offered through J.W. Cole Advisors, Inc. (JWCA). Mott Investment Services, LLC and JWC/JWCA are unaffiliated entities., an SEC Registered Investment Advisor that specializes in building actively managed investment portfolios based on your goals and objectives.

FIA uses asset classes with low internal fees, like ETF’s, Index funds and no load mutual funds. By attempting to limit the downside through risk management and the ability to move to cash quickly, FIA strives to achieve consistent growth of your money for years to come.

If you have market based investments and are not happy with your performance, or you feel you are paying too much in fees I have announcement just for you; I am happy to announce my partnership with Advisory services offered through J.W. Cole Advisors, Inc. (JWCA). Mott Investment Services, LLC and JWC/JWCA are unaffiliated entities., a SEC Registered Investment Advisor that specializes in building actively managed investment portfolios based on your goals and objectives.

FIA uses asset classes with low internal fees, like ETF’s, Index funds and no load mutual funds. By attempting to limit the downside through risk management and the ability to move to cash quickly, FIA strives to achieve consistent growth of your money for years to come.

As a fiduciary, we are not paid commissions. Rather we are incentivized to grow your portfolio. The more you grow, the more we grow.

The last decade has shown us that the traditional buy and hold strategy of investing may not be the most efficient due to changing global valuations and extreme price movements.  Instead of being constrained to a “fixed mix” of asset classes, FIA employs tactical asset allocation which allows the portfolio manager to change the mix of asset classes, find value across the entire global palette of asset classes and, if needed, move to cash.

In the past, I have helped your family with income planning or other insurance planning, I now look forward to discussing the rest of your financial picture and working with you on a comprehensive solution to help your reach your full financial potential.  Please give me a call to schedule an appointment.

Our Services

We strive to provide access to services that are suitable to pursuing all of our clients’ financial needs. For services not listed below, we have also built trusted relationships with outside professionals that are experienced in assisting our clients.

Book a FREE Consultation Today! (800) 259-1001

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Advisory Services offered through J.W. Cole Advisors, Inc. (JWCA) Mott Tax Advisory Services/Mott Investment Services, LLC and JWCA are unaffiliated entities.