Fiduciary

a fiduciary is a person or organization that owes to another the duties of good faith and trust. The highest legal duty of one party to another, it also involves being bound ethically to act in the other’s best interests.

It’s time to make a choice. Plan for your future.

It’s as simple as making a phone call, and sitting down with a Registered Investment Advisor.

I offer a plethora of financial services – including hedge funds, mutual funds, estate planning, and insurance advice.

Why Should I Trust RIA?

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Registered Investment Advisors are not here to sell, but to guide.

 
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Registered Investment Advisors are not tied to any specific family of funds or investment products.

 
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Registered Investment Advisors are here to serve your interests – no one else’s.

 

We Will…

Identify your needs.

 

Get detailed information about you, in order to better offer you advice.

Determine what your objectives are.

Evaluate your current financial state.

  • Assets versus Liabilities.
  • Cash inflow versus Outflows.
  • Your Needs versus Your Wants.

Determine a financial plan that is tailored to you.

Recommendations to you, the client.

An ongoing review of performance.

We will check in with you regularly, as well as whenever you want to check in on your financial plans.

Implement a financial plan.

 

Wealth Management

We believe our clients want protection of their principal!

Tax Advisors

We will evaluate your needs and offer you potential solutions!

Insurance Services

Your financial future doesn’t have to be complicated!

Weekly Market Commentary

Weekly Market Commentary

March 30th, 2020 Chadd Mason, CEO The Cabana Group Americans Come Together as Markets Close Out Worst Quarter Since 1987 Stock markets around the world are trying to stabilize after the historic drop we have seen this month. Swings of 4% a day have been the rule for...

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Weekly Market Commentary

March 23rd, 2020 Chadd Mason, CEO The Cabana Group U.S. Economy and Day-to-Day Life Comes to a Complete and Sudden Halt On behalf of everyone here at Cabana, I want to wish our clients, investor partners and friends good health and peace at this time. What we are...

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Weekly Market Commentary

March 16th, 2020 Chadd Mason, CEO The Cabana Group Market Volatility Spikes to Record Highs U.S. and international equity markets dropped 11% just today and are down almost 20% this month alone. Year to date, the S&P 500 is down more than 25%. COVID-19 started in...

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IRA Blog

CARES ACT RELIEF FOR RETIREMENT DISTRIBUTIONS AND PLAN LOANS

By Ian Berger, JD IRA Analyst The recently-enacted “Coronavirus Aid, Relief, and Economic Security Act,” or CARES Act, includes special tax relief for IRA and company plan withdrawals made in 2020 and for company plan loans. Who gets relief? Both the distribution and...

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CORONAVIRUS RELIEF FOR RETIREMENT ACCOUNTS

By Sarah Brenner, JD IRA Analyst As the coronavirus pandemic has spread, many Americans have been hit hard. Their retirement accounts have also taken a serious blow as markets have plummeted. In these tough times, there is a bit of good news as the government has come...

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Market Review and Outlook

November 2019 Market Review

November 2019 Market Review -Darren Leavitt, CFA US equity markets crushed it in November with substantial gains across all the major indices.  Record highs were inked for the S&P 500, up 3.4%, the Dow, up 3.72%, and for the NASDAQ, which gained 4.5% over the...

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October 2019 Market Review and Outlook

October 2019 Market Review -Darren Leavitt, CFA Global risk assets were in favor during the month of October.  In October, investors continued to be hopeful that a trade deal between the US and China could be forged and also optimistic that a no-deal Brexit could be...

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Third Quarter Market Review and Outlook

Third Quarter Check-Up: Is the US Consumer Still Healthy? -David Young, CFA It may seem like a simple question with a simple answer, but there’s a lot more to it than you might think. Financial trade publications and cable television networks often discuss the...

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A Legal Fiduciary Responsibility

As a Registered Investment Advisor, I have a legal, fiduciary responsibility to always work in your (my client’s) best interest. I offer a complete range of investment services, from managing money in the market to safe money products. What every client needs is different, and I’m here to help you plan for your future and your children’s future. I act in your best interest every time, all of the time.

Alan Mott is a fiduciary financial advisor. A fiduciary financial advisor is held to the highest legal and ethical duty to represent his clients’ best interests regarding their total asset portfolio management.  As a result of this licensing, we are happy to announce that we now offer our clients Assets Under Management opportunities through our partnership with Foundations Investment Advisors, an SEC Registered Investment Advisor that specializes in building actively managed investment portfolios based on your goals and objectives.

FIA uses asset classes with low internal fees, like ETF’s, Index funds and no load mutual funds. By attempting to limit the downside through risk management and the ability to move to cash quickly, FIA strives to achieve consistent growth of your money for years to come.

If you have market based investments and are not happy with your performance, or you feel you are paying too much in fees I have announcement just for you; I am happy to announce my partnership with Foundations Investment Advisors (FIA), a SEC Registered Investment Advisor that specializes in building actively managed investment portfolios based on your goals and objectives.

FIA uses asset classes with low internal fees, like ETF’s, Index funds and no load mutual funds. By attempting to limit the downside through risk management and the ability to move to cash quickly, FIA strives to achieve consistent growth of your money for years to come.

As a fiduciary, we are not paid commissions. Rather we are incentivized to grow your portfolio. The more you grow, the more we grow.

The last decade has shown us that the traditional buy and hold strategy of investing may not be the most efficient due to changing global valuations and extreme price movements.  Instead of being constrained to a “fixed mix” of asset classes, FIA employs tactical asset allocation which allows the portfolio manager to change the mix of asset classes, find value across the entire global palette of asset classes and, if needed, move to cash.

In the past, I have helped your family with income planning or other insurance planning, I now look forward to discussing the rest of your financial picture and working with you on a comprehensive solution to help your reach your full financial potential.  Please give me a call to schedule an appointment.

Our Services

We strive to provide access to services that are suitable to pursuing all of our clients’ financial needs. For services not listed below, we have also built trusted relationships with outside professionals that are experienced in assisting our clients.

Book a FREE Consultation Today! (800) 259-1001

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Advisory Services offered through J.W. Cole Advisors, Inc. (JWCA) Mott Tax Advisory Services/Mott Investment Services, LLC and JWCA are unaffiliated entities.